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Carissa E Schuster

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rochester, MN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-15
MN RA APPROVED 2025-04-02
  • TX RA
    APPROVED
    Since 2025-04-15
  • MN RA
    APPROVED
    Since 2025-04-02

Branch Locations

4041 28Th St Nw, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rochester MN 05/2022 10/2024
Mayo Clinic Rochester MN 11/2011 05/2022
Capella University Minneapolis MN 02/2020 03/2021
Morgan Stanley Rochester MN 10/2024 03/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rochester MN 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-28
  • S66 Uniform Combined State Law Examination
    2023-06-28

View on SEC IAPD

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