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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-16 |
| TX | RA | APPROVED | 2024-09-16 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management, Inc. | New York | NY | 11/2021 | Present |
| First Republic Securities Company, Llc | New York | NY | 04/2023 | 10/2023 |
| Garden City High School | Garden Citry | NY | 09/2013 | 06/2017 |
| Laronde Beach Club | Westhampton Beach | NY | 06/2016 | 08/2020 |
| Elon University | Elon | NC | 08/2017 | 05/2021 |
| Hilton Capital Management | Garden City | NY | 05/2019 | 07/2019 |
| Elon University, Center For Financial Literacy | Elon | NC | 09/2020 | 11/2020 |
| First Republic Investment Management, Inc. | New York | NY | 06/2021 | 11/2021 |
| J.P. Morgan Securities Llc | New York | NY | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | New York | NY | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-04 |
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