Best Investors Account Sign in
Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-08-27
AZ RA APPROVED 2025-07-08
OH RA APPROVED 2025-07-02
HI RA APPROVED 2025-06-30
IL RA APPROVED 2025-06-30
WV RA APPROVED 2025-06-27
MI RA APPROVED 2025-06-26
WA RA APPROVED 2025-06-26
CO RA APPROVED 2025-06-25
FL RA APPROVED 2025-06-25
GA RA APPROVED 2025-06-25
ME RA APPROVED 2025-06-25
NV RA APPROVED 2025-06-25
SC RA APPROVED 2025-06-25
VA RA APPROVED 2025-06-25
CA RA APPROVED 2025-06-24
CT RA APPROVED 2025-06-24
DE RA APPROVED 2025-06-24
MD RA APPROVED 2025-06-24
MO RA APPROVED 2025-06-24
NH RA APPROVED 2025-06-24
NJ RA APPROVED 2025-06-24
NY RA APPROVED 2025-06-24
NC RA APPROVED 2025-06-24
PA RA APPROVED 2025-06-24
TX RA APPROVED_RES 2025-06-24
VT RA APPROVED 2025-06-24
WI RA APPROVED 2025-06-24
  • RI RA
    APPROVED
    Since 2025-08-27
  • AZ RA
    APPROVED
    Since 2025-07-08
  • OH RA
    APPROVED
    Since 2025-07-02
  • HI RA
    APPROVED
    Since 2025-06-30
  • IL RA
    APPROVED
    Since 2025-06-30
  • WV RA
    APPROVED
    Since 2025-06-27
  • MI RA
    APPROVED
    Since 2025-06-26
  • WA RA
    APPROVED
    Since 2025-06-26
  • CO RA
    APPROVED
    Since 2025-06-25
  • FL RA
    APPROVED
    Since 2025-06-25
  • GA RA
    APPROVED
    Since 2025-06-25
  • ME RA
    APPROVED
    Since 2025-06-25
  • NV RA
    APPROVED
    Since 2025-06-25
  • SC RA
    APPROVED
    Since 2025-06-25
  • VA RA
    APPROVED
    Since 2025-06-25
  • CA RA
    APPROVED
    Since 2025-06-24
  • CT RA
    APPROVED
    Since 2025-06-24
  • DE RA
    APPROVED
    Since 2025-06-24
  • MD RA
    APPROVED
    Since 2025-06-24
  • MO RA
    APPROVED
    Since 2025-06-24
  • NH RA
    APPROVED
    Since 2025-06-24
  • NJ RA
    APPROVED
    Since 2025-06-24
  • NY RA
    APPROVED
    Since 2025-06-24
  • NC RA
    APPROVED
    Since 2025-06-24
  • PA RA
    APPROVED
    Since 2025-06-24
  • TX RA
    APPROVED_RES
    Since 2025-06-24
  • VT RA
    APPROVED
    Since 2025-06-24
  • WI RA
    APPROVED
    Since 2025-06-24

Branch Locations

1301 Avenue Of The Americas, 2Nd Floor, New York, NY 10019 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-15
  • NY RA
    APPROVED
    Since 2025-07-15

Branch Locations

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

1301 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signature Securities Group Corp./Signature Bank New York NY 01/2015 04/2023
Flagstar Advisors/Flagstar Bank New York NY 04/2023 06/2025
Citizens Bank New York NY 06/2025 Present
Citizens Securities, Inc. New York NY 06/2025 Present
Citizens Private Wealth New York NY 07/2025 Present
  • 01/2015 → 04/2023
    Signature Securities Group Corp./Signature Bank
    New York, NY
  • 04/2023 → 06/2025
    Flagstar Advisors/Flagstar Bank
    New York, NY
  • 06/2025 → Present
    Citizens Bank
    New York, NY
  • 06/2025 → Present
    New York, NY
  • 07/2025 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-20
  • S66 Uniform Combined State Law Examination
    2015-01-20
Other Names
  • Adam L Waldman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor