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Denny Tang

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Alamitos, CA

Garden Grove, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-01
CA RA APPROVED 2022-11-02
  • TX RA
    APPROVED
    Since 2022-12-01
  • CA RA
    APPROVED
    Since 2022-11-02

Branch Locations

11262 Los Alamitos Blvd, Los Alamitos, CA 90720 • United States

12421 Valley View St, Garden Grove, CA 92845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Alamitos CA 02/2018 Present
Bank Of America, N.A. Los Alamitos CA 02/2018 Present
Seafood Cove Westminster CA 03/2012 01/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-05
  • S66 Uniform Combined State Law Examination
    2022-10-05
Other Names
  • Bunchhay Tang
  • Denny Bunchhay Tang

View on SEC IAPD

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Other Offices

ASSET PLANNING, INC · LOS ALAMITOS, CA
OSAIC WEALTH, INC. · LOS ALAMITOS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Los Alamitos, CA
MML INVESTORS SERVICES, LLC · LOS ALAMITOS, CA
LPL FINANCIAL LLC · LOS ALAMITOS, CA
LPL FINANCIAL LLC · LOS ALAMITOS`, CA
MIRAMONTES CAPITAL, LLC · Cypress, CA
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