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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-02-22
NH RA APPROVED 2018-05-04
CO RA APPROVED 2017-10-11
AZ RA APPROVED 2017-10-02
CA RA APPROVED 2017-10-02
OH RA APPROVED 2017-10-02
AL RA APPROVED 2017-09-29
TX RA APPROVED 2017-09-29
  • UT RA
    APPROVED
    Since 2023-02-22
  • NH RA
    APPROVED
    Since 2018-05-04
  • CO RA
    APPROVED
    Since 2017-10-11
  • AZ RA
    APPROVED
    Since 2017-10-02
  • CA RA
    APPROVED
    Since 2017-10-02
  • OH RA
    APPROVED
    Since 2017-10-02
  • AL RA
    APPROVED
    Since 2017-09-29
  • TX RA
    APPROVED
    Since 2017-09-29

Branch Locations

4281 Katella Avenue Suite 208, Los Alamitos, CA 90720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Lakewood CA 09/2003 09/2017
Osaic Wealth, Inc Phoenix AZ 09/2017 Present
  • 09/2003 → 09/2017
    National Planning Corporation
    Lakewood, CA
  • 09/2017 → Present
    Phoenix, AZ
Previous Registrations
  • 2004-09-23 → 2017-10-05
    National Planning Corporation
    Los Alamitos, CA
Other Businesses

1) MICHAEL D. VEYETTE - NO - 4281 KATELLA AVE #208 LOS ALAMITOS CA 90720 - SALES OF LIFE INSURANCE AND FIXED INSURANCE PRODUCTS - INSURANCE AGENT - 05/10/2012 - 5/0 HRS - SELL LIFE INSURANCE AND FIXED ANNUITIES. 2) MICHAEL VEYETTE POSITION: Agent NATURE: Fixed Insurance sales for Life insurance, long term care, and Disability. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/30/2018 ADDRESS: 4281 Katella Ave Suite 208, Los Alamitos CA 90720, United States DESCRIPTION: Life insurance illustration, consultation and sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-16
S63 Uniform Securities Agent State Law Examination 2000-09-07
  • S66 Uniform Combined State Law Examination
    2004-09-16
  • S63 Uniform Securities Agent State Law Examination
    2000-09-07

View on SEC IAPD

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