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Melani Rose List

Asset Planning, Inc

Los Alamitos, CA

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Current Employers
Asset Planning, Inc

4281 Katella Avenue Suite 203, Los Alamitos, CA 90720 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-14
CA RA APPROVED 2018-07-19
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • CA RA
    APPROVED
    Since 2018-07-19

Branch Locations

4281 Katella Avenue Suite 203, Los Alamitos, CA 90720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Planning, Inc. Cypress CA 03/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-19
  • S65 Uniform Investment Adviser Law Examination
    2018-07-19
Other Names
  • Melani Rose List
  • Melani Rose Port

View on SEC IAPD

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MML INVESTORS SERVICES, LLC
LPL FINANCIAL LLC
MIRAMONTES CAPITAL, LLC
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC

Other Investors

CAROL SOMOANO
SANDRA CHERYL FIELD
ERIN MARIE NELSEN
Tiarra L Johnson
SHAWN MICHAEL LOUIS
MICHAEL D. VEYETTE
ERICA RUIZ
CHRISTOPHER ROMOLO CAIRA

Other Offices

OSAIC WEALTH, INC. · LOS ALAMITOS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Los Alamitos, CA
MML INVESTORS SERVICES, LLC · LOS ALAMITOS, CA
LPL FINANCIAL LLC · LOS ALAMITOS, CA
LPL FINANCIAL LLC · LOS ALAMITOS`, CA
MIRAMONTES CAPITAL, LLC · Cypress, CA
LPL FINANCIAL LLC · LOS ALAMITOS, CA
CETERA INVESTMENT ADVISERS LLC · LOS ALAMITOS, CA

More in Los Alamitos, CA

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