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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-08-12 |
| CA | RA | APPROVED | 2005-10-27 |
Branch Locations
4622 Katella Ave Ste 202, Los Alamitos, CA 90720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Los Alamitos | CA | 03/2003 | Present |
| Mml Investors Services | Los Alamitos | CA | 03/2003 | Present |
NAME: 2054 PARKER DAM, LLC, 6446 W 84TH PLACE, LLC INV REL: Y ADD: 6521 SAN GABRIEL CIRCLE BUENA PARK CA 90620, 2054 PARKER DAM ROAD SUITE 7 EARP CA 92267, 6446 W 84TH PLACE LOS ANGELES CA 90045 & 6444 W 84TH PLACE LOS ANGELES CA 90045 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 11/01/2016 NO HRS/MO: 5-10 NO HRS/MO DUR TRADING: 0 DUTIES: 50% OWNER WITH BROTHER (2)NAME: ADVISOR RESOURCE GROUP INV REL: Y ADD: 4622 KATELLA AVE, SUITE 202 LOS ALAMITOS, CA 90720 NATURE: IND LIFE INS, HEALTH INS, GRP HEALTH INS POSITION: SALES/AGENT START DATE: 3/03 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 10
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-17 |
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