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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2018-11-26 |
| NV | RA | APPROVED | 2017-10-06 |
| AZ | RA | APPROVED | 2017-10-02 |
| CA | RA | APPROVED | 2017-10-02 |
| FL | RA | APPROVED | 2017-10-02 |
| GA | RA | APPROVED | 2017-10-02 |
| CO | RA | APPROVED | 2017-09-29 |
| IL | RA | APPROVED | 2017-09-29 |
| NC | RA | APPROVED | 2017-09-29 |
| TX | RA | APPROVED | 2017-09-29 |
Branch Locations
4281 Katella Avenue Suite 208, Los Alamitos, CA 90720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Lakewood | CA | 09/2003 | 09/2017 |
| Osaic Wealth, Inc. | Los Alamitos | CA | 09/2017 | Present |
1. SHAWN LOUIS POSITION: advisor NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/1991 ADDRESS: 4281 katella ave., suite 208, los alamitos CA 90720, United States DESCRIPTION: fixed life insurance sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-20 |
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