Neal D Patel

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-15
OH	RA	APPROVED	2024-10-14

Branch Locations

3399 N High St, Columbus, OH 43202 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Acosta Sales & Marketing	New York	NY	06/2021	08/2021
Wealth Technolgies	New York	NY	05/2019	08/2019
Roma Wholesale	New York	NY	05/2020	12/2020
Kumon Maine Reading	New York	NY	07/2017	12/2020
Nyu Winthrop Hospital	Mineoia	NY	01/2017	12/2018
Coastal Equities, Inc./ Coastal One	New York	NY	05/2022	11/2023
Coastal Equities, Inc.	Wilmington	DE	09/2023	11/2023
J.P. Morgan Securities Llc	Westerville	OH	01/2024	08/2024
Binghamton University	Binghamton	NY	08/2018	05/2022
Unemployed	New Hyde Park	NY	12/2023	12/2023
Unemployed	New Hyde Park	NY	01/2014	12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbus	OH	08/2024	Present
Bank Of America, N.A.	Columbus	OH	10/2024	Present

06/2021 → 08/2021

Acosta Sales & Marketing

New York, NY
05/2019 → 08/2019

Wealth Technolgies

New York, NY
05/2020 → 12/2020

Roma Wholesale

New York, NY
07/2017 → 12/2020

Kumon Maine Reading

New York, NY
01/2017 → 12/2018

Nyu Winthrop Hospital

Mineoia, NY
05/2022 → 11/2023

Coastal Equities, Inc./ Coastal One

New York, NY
09/2023 → 11/2023

Coastal Equities, Inc.

Wilmington, DE
01/2024 → 08/2024

J.P. Morgan Securities Llc

Westerville, OH
08/2018 → 05/2022

Binghamton University

Binghamton, NY
12/2023 → 12/2023

Unemployed

New Hyde Park, NY
01/2014 → 12/2016

Unemployed

New Hyde Park, NY
08/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH
10/2024 → Present

Bank Of America, N.A.

Columbus, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-12
S63	Uniform Securities Agent State Law Examination	2023-10-16

Other Firms