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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2010-05-25 |
Branch Locations
7100 Guilford Dr Suite 200, Frederick, MD 21704 • United States
6200 Old Dobbin Lane Suite 100, Columbia, MD 21045 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2006 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2006 | Present |
1) jeff@tfgrouppwm.com;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-01-30 |
| S66 | Uniform Combined State Law Examination | 2006-10-31 |
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