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Ryan Carter Thatch

New York Life Investment Management LLC

New York, NY

CRD 7564576

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Employer firm

New York Life Investment Management LLC CRD 109591

$121B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-11
  • NY RA
    APPROVED
    Since 2026-05-11

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Investments New York NY 07/2024 Present
University Of Georgia Athens GA 08/2020 05/2024
Student Manhattan Beach CA 08/2014 06/2020
  • 07/2024 → Present
    New York Life Investments
    New York, NY
  • 08/2020 → 05/2024
    University Of Georgia
    Athens, GA
  • 08/2014 → 06/2020
    Student
    Manhattan Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-11
  • S66 Uniform Combined State Law Examination
    2026-05-11

View on SEC IAPD

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