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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
5700 Granite Pkwy Suite 360, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equity Services Inc | Montpelier | VT | 07/2022 | 01/2024 |
| National Life Group | Denton | TX | 11/2021 | 01/2024 |
| True North Financial Solutions | White Plains | NY | 11/2021 | 01/2024 |
| Denton Independent School District | Denton | TX | 08/2009 | 08/2021 |
| Pruco Securities, Llc | Paramus | NJ | 04/2024 | Present |
| The Prudential Insurance Co. Of America | Paramus | NJ | 04/2024 | Present |
| Unemployed | Denton | TX | 02/2024 | 03/2024 |
| Unemployed | Denton | TX | 09/2021 | 10/2021 |
| Lpl Enterprise, Llc | Paramus | NJ | 11/2024 | Present |
ELLIS HAMPTON PERCUSSION SERVICES POSITION: Composer / Arranger NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 2704 Hilcroft Avenue, Denton TX 76210, United States DESCRIPTION: As solicited, I compose or arrange muic as requested. I also compose for myself for possible future publication.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-25 |
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