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Walter Ellis Hampton

LPl Enterprise, LLC

Plano, TX

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

5700 Granite Pkwy Suite 360, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Services Inc Montpelier VT 07/2022 01/2024
National Life Group Denton TX 11/2021 01/2024
True North Financial Solutions White Plains NY 11/2021 01/2024
Denton Independent School District Denton TX 08/2009 08/2021
Pruco Securities, Llc Paramus NJ 04/2024 Present
The Prudential Insurance Co. Of America Paramus NJ 04/2024 Present
Unemployed Denton TX 02/2024 03/2024
Unemployed Denton TX 09/2021 10/2021
Lpl Enterprise, Llc Paramus NJ 11/2024 Present
  • 07/2022 → 01/2024
    Montpelier, VT
  • 11/2021 → 01/2024
    National Life Group
    Denton, TX
  • 11/2021 → 01/2024
    True North Financial Solutions
    White Plains, NY
  • 08/2009 → 08/2021
    Denton Independent School District
    Denton, TX
  • 04/2024 → Present
    Paramus, NJ
  • 04/2024 → Present
    The Prudential Insurance Co. Of America
    Paramus, NJ
  • 02/2024 → 03/2024
    Unemployed
    Denton, TX
  • 09/2021 → 10/2021
    Unemployed
    Denton, TX
  • 11/2024 → Present
    Paramus, NJ
Previous Registrations
Other Businesses

ELLIS HAMPTON PERCUSSION SERVICES POSITION: Composer / Arranger NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 2704 Hilcroft Avenue, Denton TX 76210, United States DESCRIPTION: As solicited, I compose or arrange muic as requested. I also compose for myself for possible future publication.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-22
S63 Uniform Securities Agent State Law Examination 2022-07-25
  • S65 Uniform Investment Adviser Law Examination
    2022-08-22
  • S63 Uniform Securities Agent State Law Examination
    2022-07-25
Other Names
  • Walter Ellis Hampton

View on SEC IAPD

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