Benjamin C Pieper

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2026-08-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Greyhound Tavern	Ft Mitchell	KY	08/2017	05/2018
Golf Exchange	Florence	KY	05/2018	06/2022
Ojm Group	Cincinnati	OH	02/2021	08/2021
Ubs Financial Services	Cincinnat	OH	06/2022	07/2026
Xavier University	Cincinnati	OH	08/2018	05/2022
Covington Catholic High School	Park Hills	KY	08/2014	05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lakeside Park	KY	07/2026	Present
Bank Of America, N.A.	Lakeside Park	KY	08/2026	Present

08/2017 → 05/2018

Greyhound Tavern

Ft Mitchell, KY
05/2018 → 06/2022

Golf Exchange

Florence, KY
02/2021 → 08/2021

Ojm Group

Cincinnati, OH
06/2022 → 07/2026

Ubs Financial Services

Cincinnat, OH
08/2018 → 05/2022

Xavier University

Cincinnati, OH
08/2014 → 05/2018

Covington Catholic High School

Park Hills, KY
07/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lakeside Park, KY
08/2026 → Present

Bank Of America, N.A.

Lakeside Park, KY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-28

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