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Benjamin C Pieper

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Mitchell, KY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-08-07
  • KY RA
    APPROVED
    Since 2026-08-07

Branch Locations

300 Buttermilk Pike, Fort Mitchell, KY 41017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Greyhound Tavern Ft Mitchell KY 08/2017 05/2018
Golf Exchange Florence KY 05/2018 06/2022
Ojm Group Cincinnati OH 02/2021 08/2021
Ubs Financial Services Cincinnat OH 06/2022 07/2026
Xavier University Cincinnati OH 08/2018 05/2022
Covington Catholic High School Park Hills KY 08/2014 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lakeside Park KY 07/2026 Present
Bank Of America, N.A. Lakeside Park KY 08/2026 Present
  • 08/2017 → 05/2018
    Greyhound Tavern
    Ft Mitchell, KY
  • 05/2018 → 06/2022
    Golf Exchange
    Florence, KY
  • 02/2021 → 08/2021
    Ojm Group
    Cincinnati, OH
  • 06/2022 → 07/2026
    Ubs Financial Services
    Cincinnat, OH
  • 08/2018 → 05/2022
    Xavier University
    Cincinnati, OH
  • 08/2014 → 05/2018
    Covington Catholic High School
    Park Hills, KY
  • 07/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lakeside Park, KY
  • 08/2026 → Present
    Bank Of America, N.A.
    Lakeside Park, KY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-28
  • S66 Uniform Combined State Law Examination
    2022-10-28
Other Names
  • Benjamin Charles Pieper

View on SEC IAPD

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JENNIFER G. DRAPP
MARK CHARLES LINDLOFF
DEAN RUSSELL INMAN
SONIA KAY DEMOSS
BRIAN SCOTT TEWES

Other Offices

PNC WEALTH MANAGEMENT LLC · FORT MITCHELL, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mitchell, KY
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Mitchell, KY
OSAIC WEALTH, INC. · Fort Mitchell, KY
OSAIC WEALTH, INC. · FORT MITCHELL, KY
VALMARK ADVISERS, INC. · FORT MITCHELL, KY
OSAIC WEALTH, INC. · FORT MITCHELL, KY
HORAN WEALTH, LLC · Fort Mitchell, KY

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