Johnpaul Arpin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2018 → 08/2021
  41 West
  Naples, FL
• 01/2021 → 11/2021
  Mutual Of Omaha
  High Point, NC
• 07/2008 → 04/2018
  Seacrest Country Day School
  Naples, FL
• 06/2022 → 01/2023
  Ubs Financial Services Inc
  Weehawken, NJ
• 08/2018 → 05/2022
  High Point University
  Highpoint, NC
• 01/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 04/2020 → 12/2022
  Clb Network, Llc
  Naples, FL
• 04/2018 → 08/2018
  Unemployed
  Naples, FL
• 03/2023 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2022-11-03 → 2023-01-31
  Ubs Financial Services Inc.
  Weehawken, NJ

Other Businesses

I*2286276, Entity Type: Charitable, Name of OBA: High Point University Phillips School of Business, Address: Highpoint, North Carolina, 27268, Investment Related: No, Position, Title, Association: Board Member, Employee State Date: 4/7/2025, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: E. N. P. School of Business Advisory Board Member I am responsible for overseeing Highpoints mission and leadership. I will be making decisions to help the students prepare for the corporate world. I will be attending 3 board meeting a year while we will discuss current topics and debate which direction is in the best interests of the students. I will not be responsible for finances and any investment related activities. Additionally, I will help set strategy monitor decisions made. I*4468275, Entity Type: Entity For Profit, Name of OBA: Arpin LLC, Address: hoboken, New Jersey, 07030, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 05/05/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Buy fix and flip or buy and hold real estate, To invest in real estate to fix and flip in Naples Florida

Exams

• S66 Uniform Combined State Law Examination
  2022-11-01