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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
FL RA APPROVED 2025-03-17
  • TX RA
    APPROVED
    Since 2025-03-31
  • FL RA
    APPROVED
    Since 2025-03-17

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc. Bal Harbour FL 05/2022 05/2022
Dominos Pizza Hialeah FL 01/2016 03/2017
Raw Energy Juice Bar Hialeah FL 03/2017 08/2017
Alamos Towing Medley FL 08/2017 03/2020
Truist Hallandale Beach FL 03/2020 05/2022
Barbara Goleman Senior High School Miami Lakes FL 08/2013 05/2017
Truist Investment Service, Inc. Bal Harbour FL 06/2022 04/2024
Truist Investment Services, Inc. Davie FL 04/2024 Present
Truist Advisory Services, Inc. Davie FL 04/2024 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Weston FL 03/2025 Present
  • 05/2022 → 05/2022
    Truist Investment Services, Inc.
    Bal Harbour, FL
  • 01/2016 → 03/2017
    Dominos Pizza
    Hialeah, FL
  • 03/2017 → 08/2017
    Raw Energy Juice Bar
    Hialeah, FL
  • 08/2017 → 03/2020
    Alamos Towing
    Medley, FL
  • 03/2020 → 05/2022
    Truist
    Hallandale Beach, FL
  • 08/2013 → 05/2017
    Barbara Goleman Senior High School
    Miami Lakes, FL
  • 06/2022 → 04/2024
    Truist Investment Service, Inc.
    Bal Harbour, FL
  • 04/2024 → Present
    Truist Investment Services, Inc.
    Davie, FL
  • 04/2024 → Present
    Davie, FL
  • 03/2025 → Present
    Weston, FL
Previous Registrations
Other Businesses

APARMENT RENTALPOSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023ADDRESS: Pembroke Pines FL, United StatesDESCRIPTION: Rental property. I*2239326, Entity Type: , Name of OBA: Rental Property 1, Address: PEMBROKE PINES , Florida, 33025, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 03/12/2021, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-15
S63 Uniform Securities Agent State Law Examination 2023-06-03
  • S66 Uniform Combined State Law Examination
    2024-04-15
  • S63 Uniform Securities Agent State Law Examination
    2023-06-03
Other Names
  • Alain Guerradiaz

View on SEC IAPD

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