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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-03 |
| NJ | RA | APPROVED | 2022-11-14 |
Branch Locations
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| America Works | New York | NY | 01/2022 | 06/2022 |
| Baruch College | New York | NY | 08/2017 | 05/2021 |
| Union School Haiti | Port-Au-Prince | 01/2012 | 07/2017 | |
| Recent Graduate/Unemployed | New York | NY | 06/2021 | 12/2021 |
| Ubs Financial Services | Weehawken | NJ | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-11 |
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