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Current Employers
Sgroi Wealth Advisory Group Llc

965 Union Road, West Seneca, NY 14224 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-08
TX RA APPROVED 2018-10-19
  • NY RA
    APPROVED
    Since 2021-06-08
  • TX RA
    APPROVED
    Since 2018-10-19

Branch Locations

965 Union Road, West Seneca, NY 14224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sgroi Financial Llc West Seneca NY 11/1998 10/2024
Cadaret, Grant & Co., Inc. West Seneca NY 05/2006 07/2025
Sgroi Wealth Advisory Group, Llc West Seneca NY 11/2017 Present
Lpl Financial Llc West Seneca NY 07/2025 Present
  • 11/1998 → 10/2024
    Sgroi Financial Llc
    West Seneca, NY
  • 05/2006 → 07/2025
    Cadaret, Grant & Co., Inc.
    West Seneca, NY
  • 11/2017 → Present
    West Seneca, NY
  • 07/2025 → Present
    Lpl Financial Llc
    West Seneca, NY
Previous Registrations
  • 2021-05-04 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    West Seneca, NY
Other Businesses

1.07/10/2025- Sandra Turchiarelli - Non-Variable Insurance - West Seneca, NY - INV REL - Start Date 01/03/2022 - 2hrs/mth | 2hrs during trading . 2. 07/10/2025 - Sandra Turchiarelli - Notary - West Seneca, NY - INV REL - Start Date 01/01/2002 - 1hrs/mth | 1hrs during trading 3. 07/10/2025 - Sgroi Lawley Group - DBA for LPL Business (entity for LPL business) - West Seneca, NY - INV REL - Start Date 01/01/2018 - 40hrs/mth | 40hrs during trading 4. 10/15/2025 - Sgroi Wealth Advisory Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date 11/06/2017 - 160 Hrs/Mth - 160 Hrs During Trading.I provide investment advisory services through Sgroi Wealth Advisory Group, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 03/24/2026 - Sgroi Lawley - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/19/2026 - 160 hours per month/ 140 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-28
S63 Uniform Securities Agent State Law Examination 2006-09-14
  • S66 Uniform Combined State Law Examination
    2018-09-28
  • S63 Uniform Securities Agent State Law Examination
    2006-09-14
Other Names
  • Sandra J. Scibran

View on SEC IAPD

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