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965 Union Road, West Seneca, NY 14224 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-08 |
| TX | RA | APPROVED | 2018-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sgroi Financial Llc | West Seneca | NY | 11/1998 | 10/2024 |
| Cadaret, Grant & Co., Inc. | West Seneca | NY | 05/2006 | 07/2025 |
| Sgroi Wealth Advisory Group, Llc | West Seneca | NY | 11/2017 | Present |
| Lpl Financial Llc | West Seneca | NY | 07/2025 | Present |
1.07/10/2025- Sandra Turchiarelli - Non-Variable Insurance - West Seneca, NY - INV REL - Start Date 01/03/2022 - 2hrs/mth | 2hrs during trading . 2. 07/10/2025 - Sandra Turchiarelli - Notary - West Seneca, NY - INV REL - Start Date 01/01/2002 - 1hrs/mth | 1hrs during trading 3. 07/10/2025 - Sgroi Lawley Group - DBA for LPL Business (entity for LPL business) - West Seneca, NY - INV REL - Start Date 01/01/2018 - 40hrs/mth | 40hrs during trading 4. 10/15/2025 - Sgroi Wealth Advisory Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date 11/06/2017 - 160 Hrs/Mth - 160 Hrs During Trading.I provide investment advisory services through Sgroi Wealth Advisory Group, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 03/24/2026 - Sgroi Lawley - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/19/2026 - 160 hours per month/ 140 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-14 |
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