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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-06
  • TX RA
    APPROVED
    Since 2023-10-06

Branch Locations

7900 Windrose Ave, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Plano TX 06/2022 Present
Houston High School Germantown TN 08/2014 05/2018
Baylor University Waco TX 08/2018 05/2022
Lifetime Fitness Collierville TN 10/2017 04/2018
Simos Insourcing Solutions Memphis TN 06/2018 07/2018
International Paper Co. Memphis TN 05/2020 08/2020
Saks Collierville TN 06/2021 07/2021
Vanguard Marketing Corporation Plano TX 06/2022 Present
Ruffin Group Holdings, Llc Dba Ruffin Event Co. Dallas TX 07/2026 Present
  • 06/2022 → Present
    The Vanguard Group, Inc.
    Plano, TX
  • 08/2014 → 05/2018
    Houston High School
    Germantown, TN
  • 08/2018 → 05/2022
    Baylor University
    Waco, TX
  • 10/2017 → 04/2018
    Lifetime Fitness
    Collierville, TN
  • 06/2018 → 07/2018
    Simos Insourcing Solutions
    Memphis, TN
  • 05/2020 → 08/2020
    International Paper Co.
    Memphis, TN
  • 06/2021 → 07/2021
    Saks
    Collierville, TN
  • 06/2022 → Present
    Vanguard Marketing Corporation
    Plano, TX
  • 07/2026 → Present
    Ruffin Group Holdings, Llc Dba Ruffin Event Co.
    Dallas, TX
Other Businesses

NAME OF BUSINESS: RUFFIN GROUP HOLDINGS, LLC DBA RUFFIN EVENT CO. NON-INVESTMENT-RELATED ADDRESS: DALLAS, TX NATURE OF BUSINESS: RENTAL BUSINESS POSITION: OWNER START DATE: 07/2026 APPROXIMATE HOURS/MONTH: 14 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTING OUT ITEMS FOR EVENTS (TABLES, CHAIRS, ETC), FUNDRAISING, OVERSEEING BUSINESS, MANAGING OPERATIONS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-04
S63 Uniform Securities Agent State Law Examination 2022-10-17
  • S66 Uniform Combined State Law Examination
    2023-10-04
  • S63 Uniform Securities Agent State Law Examination
    2022-10-17
Other Names
  • Johnny Ruffin

View on SEC IAPD

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