Best Investors Account Sign in
Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-09-21
  • NC RA
    APPROVED
    Since 2022-09-21

Branch Locations

1130 Fairgrove Church Rd., Hickory, NC 28602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 05/2022 Present
Secu Life Insurance Company Raleigh NC 05/2022 Present
State Employees' Credit Union Hickory NC 09/2008 Present
Members Trust Company Tamp FL 10/2019 Present
Credit Union Investment Services Raleigh NC 09/2022 Present
  • 05/2022 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 05/2022 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 09/2008 → Present
    State Employees' Credit Union
    Hickory, NC
  • 10/2019 → Present
    Members Trust Company
    Tamp, FL
  • 09/2022 → Present
    Raleigh, NC
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES DISTRICT MANAGER. START DATE 9/2008. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 5/2022. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: OCTOBER, 2019. TITLE: TRUST REP. Peridot Holdings LLC. 216 S Main St. Granite Falls, NC 28630. Recycling & Investment. Title: member-owner. Duties: Inactive business, only have E-Trade acct in name of company. Start date: 12/2009. Hrs/mo 1. None during trading hours. Partnership. Investment related. Residential rental. 2477 Annas Dr. & 2479 Annas Dr., Granite Falls, NC 28630. title: Partner. Duties: collect rent, bookkeeping, check writing, paying bills. Start date: 10/2021. Hrs/mo 10. None during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-09-21
  • S63 Uniform Securities Agent State Law Examination
    2022-09-21
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hickory, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor