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Brian Carl Sward

Charles Schwab & Co., Inc.

San Diego, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-10
  • CA RA
    APPROVED
    Since 2023-03-10

Branch Locations

10920 Via Frontera Suite 100, San Diego, CA 92127-1730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Diego CA 06/2022 Present
Charles Schwab Bank, Ssb San Diego CA 06/2022 Present
Pro Unlimited San Diego CA 02/2022 05/2022
Apex Fun Run Southern California San Diego CA 01/2022 03/2022
Olatu S.L. Oiartzun 04/2016 02/2021
Unemployed San Diego CA 03/2021 12/2021
  • 06/2022 → Present
    Charles Schwab & Co., Inc.
    San Diego, CA
  • 06/2022 → Present
    Charles Schwab Bank, Ssb
    San Diego, CA
  • 02/2022 → 05/2022
    Pro Unlimited
    San Diego, CA
  • 01/2022 → 03/2022
    Apex Fun Run Southern California
    San Diego, CA
  • 04/2016 → 02/2021
    Olatu S.L.
    Oiartzun
  • 03/2021 → 12/2021
    Unemployed
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-10
  • S66 Uniform Combined State Law Examination
    2023-03-10
Designations
Other Names
  • Brian Sward
  • Brian C. Sward

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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