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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-30 |
Branch Locations
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Malibu Taco Fairfield | Fairfield | CT | 06/2024 | 08/2024 |
| Ubs Financial Services | Boston | MA | 06/2023 | 08/2023 |
| The Parrot Hull- Eat Local Restaurant Group | Hull | MA | 05/2022 | 12/2023 |
| Ubs Financial Services | Boston | MA | 07/2022 | 09/2022 |
| The Sinclair Restaurant Group | Fairfield | CT | 05/2021 | 08/2021 |
| Saugatuck Sweets Ice Cream | Fairfield | CT | 05/2020 | 08/2020 |
| Nona's Homemade Ice Cream | Hingham | MA | 08/2017 | 12/2019 |
| University Of Richmond | Richmond | VA | 08/2020 | 05/2024 |
| Fairfield Ludlowe High School | Fairfield | CT | 01/2019 | 06/2020 |
| Hingham High School | Hingham | MA | 09/2016 | 01/2019 |
| Hingham Middle School | Hingham | MA | 06/2013 | 09/2016 |
| Ubs Financial Services | New York | NY | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-30 |
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