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Samuel Edward Hussey

Ubs Financial Services Inc.

New York, NY

CRD 7561408

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-30
  • NY RA
    APPROVED
    Since 2025-01-30

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Malibu Taco Fairfield Fairfield CT 06/2024 08/2024
Ubs Financial Services Boston MA 06/2023 08/2023
The Parrot Hull- Eat Local Restaurant Group Hull MA 05/2022 12/2023
Ubs Financial Services Boston MA 07/2022 09/2022
The Sinclair Restaurant Group Fairfield CT 05/2021 08/2021
Saugatuck Sweets Ice Cream Fairfield CT 05/2020 08/2020
Nona's Homemade Ice Cream Hingham MA 08/2017 12/2019
University Of Richmond Richmond VA 08/2020 05/2024
Fairfield Ludlowe High School Fairfield CT 01/2019 06/2020
Hingham High School Hingham MA 09/2016 01/2019
Hingham Middle School Hingham MA 06/2013 09/2016
Ubs Financial Services New York NY 09/2024 Present
  • 06/2024 → 08/2024
    Malibu Taco Fairfield
    Fairfield, CT
  • 06/2023 → 08/2023
    Ubs Financial Services
    Boston, MA
  • 05/2022 → 12/2023
    The Parrot Hull- Eat Local Restaurant Group
    Hull, MA
  • 07/2022 → 09/2022
    Ubs Financial Services
    Boston, MA
  • 05/2021 → 08/2021
    The Sinclair Restaurant Group
    Fairfield, CT
  • 05/2020 → 08/2020
    Saugatuck Sweets Ice Cream
    Fairfield, CT
  • 08/2017 → 12/2019
    Nona's Homemade Ice Cream
    Hingham, MA
  • 08/2020 → 05/2024
    University Of Richmond
    Richmond, VA
  • 01/2019 → 06/2020
    Fairfield Ludlowe High School
    Fairfield, CT
  • 09/2016 → 01/2019
    Hingham High School
    Hingham, MA
  • 06/2013 → 09/2016
    Hingham Middle School
    Hingham, MA
  • 09/2024 → Present
    Ubs Financial Services
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-30
  • S66 Uniform Combined State Law Examination
    2025-01-30
Other Names
  • Sam Hussey

View on SEC IAPD

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