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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-09-28 |
| TX | RA | APPROVED | 2023-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The University Of Iowa | Iowa City | IA | 08/2018 | 05/2022 |
| Dowling Catholic High School | West Des Moines | IA | 08/2014 | 05/2018 |
| Principal Financial Group | Des Moines | IA | 01/2021 | 08/2021 |
| Lifetime Fitness | Urbandale | IA | 08/2017 | 08/2019 |
| Plato'S Closet | West Des Moines | IA | 05/2017 | 08/2017 |
| Self Employed | West Des Moines | IA | 05/2020 | 06/2020 |
| The Vanguard Group, Inc. | Plano | TX | 06/2022 | Present |
| Vanguard Marketing Corporation | Plano | TX | 06/2022 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-23 |
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