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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-10-04 |
Branch Locations
555 Heritage Road Suite 2W, Southbury, CT 06488 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Stratford | CT | 05/2022 | 03/2024 |
| Academic And Behavioral Support, Llc | New Fairfield | CT | 09/2017 | Present |
| Western Ct State University | Danbury | CT | 09/2016 | 03/2018 |
| Regional Ymca Of Western Ct | Brookfield | CT | 09/2013 | 05/2023 |
| Sanctuary Securities, Inc. | Southbury | CT | 03/2024 | Present |
| Sanctuary Advisors Llc | Southbury | CT | 10/2024 | Present |
1) Name: Academic and Behavioral Support. LLC Position: Co-founder Nature: Behavioral Services for children with special needs. Investment Related: No Hours: 8 Securities Trading Hours: 0 Start Date: 09/01/2001 Address: 27 Candlewood Drive, New Fairfield CT 06812, United States Description: Consulting
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-03 |
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