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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-07-12
  • TN RA
    APPROVED
    Since 2024-07-12

Branch Locations

3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Harpeth Hall School Nashville TN 08/2015 05/2019
The University Of Tennessee, Knoxville Nashville TN 08/2019 05/2023
Ubs Financial Services, Inc Nashville TN 01/2024 Present
Unemployed Nashville TN 05/2019 08/2019
Unemployed Nashville TN 05/2023 01/2024
  • 08/2015 → 05/2019
    The Harpeth Hall School
    Nashville, TN
  • 08/2019 → 05/2023
    The University Of Tennessee, Knoxville
    Nashville, TN
  • 01/2024 → Present
    Nashville, TN
  • 05/2019 → 08/2019
    Unemployed
    Nashville, TN
  • 05/2023 → 01/2024
    Unemployed
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-05
  • S66 Uniform Combined State Law Examination
    2024-01-05

View on SEC IAPD

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