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132 6Th Avenue South, Clinton, IA 52732 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-02 |
| IA | RA | APPROVED | 2024-01-08 |
Branch Locations
132 6Th Avenue South, Clinton, IA 52732 • United States
Wesley Chapel, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Strategic Financial Alliance, Inc. | Atlanta | GA | 12/2014 | 01/2024 |
| Independent Contractor | Wesley Chapel | FL | 09/2017 | Present |
| Sfg Wealth Advisors Llc | Tampa | FL | 07/2020 | 01/2024 |
| Vital Capital Llc | Clinton | IA | 01/2024 | Present |
1. INSURANCE AGENT - INVESTMENT RELATED - TAMPA, FL 33606 - FIXED INSURANCE SALES, AGENT, EMPLOYEE - SINCE 07/2014 - 40 HOURS/MONTH DURING TRADING HOURS - INSURANCE SALES THROUGH VARIOUS PRODUCT PROVIDERS. 2. RYAN L. JOHNS - NOT INVESTMENT RELATED - WESLEY CHAPEL, FL - ATTORNEY - SINCE 09/2017 - 10 HOURS/MONTH, 0 DURING TRADING, LEGAL RESEARCH, TRIAL WORK AND LITIGATION CONSULTATION. 3. VITAL LLC, CONSULTING - NOT INVESTMENET RELATED - CLINTON, IA - LEAD ADVISOR - JANUARY 2024; APPROX. 15 HRS/MO DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-04 |
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