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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-16 |
| UT | RA | APPROVED | 2025-10-16 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 08/2022 | Present |
| University Of Utah Health | Salt Lake City | UT | 07/2020 | 07/2022 |
| Utah Valley University | Orem | UT | 08/2017 | 06/2020 |
| Southeast Market | Salt Lake City | UT | 10/2017 | 03/2019 |
| Nicholas And Company | Salt Lake City | UT | 06/2017 | 06/2017 |
| Salt Lake Community College | Salt Lake City | UT | 01/2017 | 06/2017 |
| Jerry Seiner Dealerships | South Jordan | UT | 08/2014 | 12/2016 |
| Morgan Stanley | Sandy | UT | 01/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-09 |
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