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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-15
NJ RA APPROVED 2022-08-24
  • TX RA
    APPROVED
    Since 2022-09-15
  • NJ RA
    APPROVED
    Since 2022-08-24

Branch Locations

1355 Delsea Dr, Woodbury, NJ 08096 • United States

875 Mantua Pike, Woodbury, NJ 08096 • United States

1345 Chews Landing Rd, Laurel Springs, NJ 08021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sewell NJ 10/2019 Present
Td Bank Stratford NJ 09/2015 08/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-20
  • S66 Uniform Combined State Law Examination
    2022-08-20
Other Names
  • Ashishkumar Sanghavi
  • Ashish M Sanghavi
  • Ashishkumar M Sanghavi

View on SEC IAPD

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