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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-11
NJ RA APPROVED 2021-12-20
  • TX RA
    APPROVED
    Since 2022-01-11
  • NJ RA
    APPROVED
    Since 2021-12-20

Branch Locations

55 Cooper Street, Woodbury, NJ 08096 • United States

700 Haddonfield-Berlin Rd Ste 34, Vorhees Township, NJ 08043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 08/2017 01/2018
Anthony's Coal Fired Pizza Wayne PA 03/2017 08/2017
Ocean Asian Cuisine Sewell NJ 06/2015 02/2017
Rowan University Glassboro NJ 01/2016 05/2017
Fit Body Boot Camp Turnersville NJ 02/2017 07/2017
Wells Fargo Clearing Services, Llc Haddon Township NJ 01/2018 12/2021
Lpl Financial Llc Mt. Laurel NJ 12/2021 Present
  • 08/2017 → 01/2018
    The Vanguard Group, Inc.
    Malvern, PA
  • 03/2017 → 08/2017
    Anthony's Coal Fired Pizza
    Wayne, PA
  • 06/2015 → 02/2017
    Ocean Asian Cuisine
    Sewell, NJ
  • 01/2016 → 05/2017
    Rowan University
    Glassboro, NJ
  • 02/2017 → 07/2017
    Fit Body Boot Camp
    Turnersville, NJ
  • 01/2018 → 12/2021
    Haddon Township, NJ
  • 12/2021 → Present
    Mt. Laurel, NJ
Previous Registrations
Other Businesses

1) 12/2021- Gladstone Wealth Partners- DBA for LPL Business (entity for LPL business)- inv. related- Mt. Laurel, NJ 2) 12/23/2021 - Cook Legacy Partners LLC - DBA: Cook Legacy Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/22/2021 - 50 Hours Per Month/37 Hours During Securities Trading. 3) 01/03/2025 - First Harvest Investment Solutions - Investment Related - DBA for LPL Business (entity for LPL business) - Voorhees Township, NJ - Start Date:12/01/2024 - 10 Hrs/Mth - 10 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-19
S63 Uniform Securities Agent State Law Examination 2017-09-19
  • S66 Uniform Combined State Law Examination
    2018-02-19
  • S63 Uniform Securities Agent State Law Examination
    2017-09-19
Other Names
  • Mark Anthony Cook
  • Mark Cook

View on SEC IAPD

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