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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-11 |
| NJ | RA | APPROVED | 2021-12-20 |
Branch Locations
55 Cooper Street, Woodbury, NJ 08096 • United States
700 Haddonfield-Berlin Rd Ste 34, Vorhees Township, NJ 08043 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 08/2017 | 01/2018 |
| Anthony's Coal Fired Pizza | Wayne | PA | 03/2017 | 08/2017 |
| Ocean Asian Cuisine | Sewell | NJ | 06/2015 | 02/2017 |
| Rowan University | Glassboro | NJ | 01/2016 | 05/2017 |
| Fit Body Boot Camp | Turnersville | NJ | 02/2017 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Haddon Township | NJ | 01/2018 | 12/2021 |
| Lpl Financial Llc | Mt. Laurel | NJ | 12/2021 | Present |
1) 12/2021- Gladstone Wealth Partners- DBA for LPL Business (entity for LPL business)- inv. related- Mt. Laurel, NJ 2) 12/23/2021 - Cook Legacy Partners LLC - DBA: Cook Legacy Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/22/2021 - 50 Hours Per Month/37 Hours During Securities Trading. 3) 01/03/2025 - First Harvest Investment Solutions - Investment Related - DBA for LPL Business (entity for LPL business) - Voorhees Township, NJ - Start Date:12/01/2024 - 10 Hrs/Mth - 10 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-19 |
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