Annmarie Cook

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Woodbury, NJ
• 11/2016 → 12/2021
  Wells Fargo Clearing Services, Llc
  Woodbury, NJ
• 12/2021 → Present
  Lpl Financial
  Mt. Laurel, NJ

Previous Registrations

• 2003-01-22 → 2021-12-10
  Wells Fargo Clearing Services, Llc
  Paulsboro, NJ
  Wenonah, NJ
  Woodbury, NJ
  Deptford, NJ
  Haddon Township, NJ
  Pennington, NJ
  Marlton, NJ
• 2002-06-07 → 2003-01-27
  Prudential Equity Group, Llc
  Marlton, NJ

Other Businesses

1. 12/23/2021 - Cook Legacy Partners LLC - DBA: Cook Legacy Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/23/2021 - 50 Hours Per Month/37 Hours During Securities Trading. 2) 01/03/2025 - First Harvest Investment Solutions - Investment Related - DBA for LPL Business (entity for LPL business) - Voorhees Township, NJ - Start Date:12/01/2024 - 10 Hrs/Mth - 10 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-12-21
• S65 Uniform Investment Adviser Law Examination
  1998-12-21