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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-08-19
TX RA APPROVED 2022-08-19
  • IL RA
    APPROVED
    Since 2022-08-19
  • TX RA
    APPROVED
    Since 2022-08-19

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 04/2022 Present
Jpmorgan Chase Bank, N.A. Chicago IL 04/2022 Present
Law Offices Of Peter A Kim Los Angeles CA 03/2014 02/2022
Unemployed Naperville IL 03/2022 03/2022
  • 04/2022 → Present
    Chicago, IL
  • 04/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 03/2014 → 02/2022
    Law Offices Of Peter A Kim
    Los Angeles, CA
  • 03/2022 → 03/2022
    Unemployed
    Naperville, IL
Other Businesses

Effective 4/18/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-19
  • S66 Uniform Combined State Law Examination
    2022-08-19
Other Names
  • Eric Hyung Choi

View on SEC IAPD

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