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1701 1St Avenue, Rock Island, IL 61201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-09-18 |
| NY | RA | APPROVED | 2025-09-17 |
| NC | RA | APPROVED | 2025-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Macgregor Downs Country Club | Apex | NC | 05/2020 | 05/2022 |
| Modern Woodmen Of America | Rock Island | IL | 01/2022 | Present |
| Harris Teeter | Apex | NC | 10/2016 | 05/2017 |
| Mwa Financial Services Inc | Rock Island | IL | 05/2022 | Present |
| Cary High School | Cary | NC | 08/2015 | 08/2017 |
| Wake Tech Community | Wilson | NC | 08/2017 | 08/2019 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 08/2019 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-11 |
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