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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-04-18
  • NJ RA
    APPROVED
    Since 2023-04-18

Branch Locations

1967 State Route 34 Bldg C, Suite 101, Wall Township, NJ 07719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Monmouth University West Long Branch NJ 09/2018 12/2021
Oakwood's Point Pizza Point Pleasant NJ 10/2018 Present
Lpl Financial Wall NJ 08/2022 Present
Point Pleasant Boro High School Point Pleasant NJ 09/2014 06/2018
  • 09/2018 → 12/2021
    Monmouth University
    West Long Branch, NJ
  • 10/2018 → Present
    Oakwood's Point Pizza
    Point Pleasant, NJ
  • 08/2022 → Present
    Lpl Financial
    Wall, NJ
  • 09/2014 → 06/2018
    Point Pleasant Boro High School
    Point Pleasant, NJ
Other Businesses

1) 5/2022 - Other (Trading Cards) - Not Investment Related - 20 Hr/Mon - Point Pleasant, NJ 08742 2) 8/2022 - DBA for LPL Business (entity for LPL business) - ICG Next - Investment Related - Point Pleasant, NJ 08742

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-20
  • S66 Uniform Combined State Law Examination
    2023-03-20

View on SEC IAPD

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