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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-27 |
| OH | RA | APPROVED | 2025-05-02 |
| KY | RA | APPROVED | 2025-04-30 |
Branch Locations
3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States
11 S. Grand Avenue, Ft. Thomas, KY 41075 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington Bank | Florence | KY | 11/2021 | 04/2025 |
| Ignite Entertainment | Cincinnati | KY | 05/2021 | 03/2022 |
| Unemployed | Florence | KY | 02/2021 | 04/2021 |
| Citibank | Florence | KY | 08/2019 | 01/2021 |
| Unemployed | Florence | KY | 09/2018 | 07/2019 |
| Avi | Hebron | KY | 01/2018 | 08/2018 |
| Unemployed | Florence | KY | 11/2016 | 12/2017 |
| Stanley Steemer | Florence | KY | 03/2016 | 09/2016 |
| Tradesmen International, Inc | Florence | KY | 09/2016 | 10/2016 |
| J.P. Morgan Securities Llc | Fort Thomas | KY | 04/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Fort Thomas | KY | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-28 |
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