Best Investors Account Sign in

Serena Castellano

Jefferies Investment Advisers LLC

New York, NY

CRD 7556997

Claim This Profile
Employer firm

Jefferies Investment Advisers LLC CRD 325421

$5.15B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-12-11
NY RA APPROVED 2025-12-10
  • NJ RA
    APPROVED
    Since 2025-12-11
  • NY RA
    APPROVED
    Since 2025-12-10

Branch Locations

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies Llc New York NY 05/2022 Present
K2 Intelligence New York NY 09/2020 02/2022
Jp Morgan Chase Brooklyn NY 12/2018 03/2020
Citigroup Long Island City NY 12/2014 10/2018
Pwc New York NY 03/2022 05/2022
Ettain Group New York NY 04/2020 08/2020
  • 05/2022 → Present
    Jefferies Llc
    New York, NY
  • 09/2020 → 02/2022
    K2 Intelligence
    New York, NY
  • 12/2018 → 03/2020
    Jp Morgan Chase
    Brooklyn, NY
  • 12/2014 → 10/2018
    Citigroup
    Long Island City, NY
  • 03/2022 → 05/2022
    Pwc
    New York, NY
  • 04/2020 → 08/2020
    Ettain Group
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-17
  • S66 Uniform Combined State Law Examination
    2025-11-17
Other Names
  • Jones

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor