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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-10-25 |
Branch Locations
475 Pleasant Street Suite 13, Lewiston, ME 04240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saint Joseph's College Of Maine | Standish | ME | 06/2019 | 05/2023 |
| Investment Concepts | Lewiston | ME | 06/2022 | 08/2022 |
| Oak Hill School System | Litchfield | ME | 05/2013 | 05/2019 |
| Investment Concepts | Lewiston | ME | 06/2023 | Present |
| Raymond James Financial Services, Inc. | Lewiston | ME | 06/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Lewiston | ME | 08/2024 | Present |
(1)Name of Business: maine lacrosse officials association Address: 15 perkins rd, litchfield, ME, 04350, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 04/05/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Refereeing high school lacrosse games.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-22 |
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