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Roger Quintin

Equitable Advisors, LLC

Warwick, RI

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-04-01
  • RI RA
    APPROVED
    Since 2024-04-01

Branch Locations

2348 Post Road, Suite 29 Airport Professional Park, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Boston MA 09/2022 11/2023
Dave's Fresh Marketplace East Greenwich RI 08/2006 07/2022
Edward Jones St Louis MO 01/2024 03/2024
Equitable Advisors, Llc New York NY 04/2024 Present
  • 09/2022 → 11/2023
    Massmutual Life Insurance Company
    Boston, MA
  • 08/2006 → 07/2022
    Dave's Fresh Marketplace
    East Greenwich, RI
  • 01/2024 → 03/2024
    Edward Jones
    St Louis, MO
  • 04/2024 → Present
    Equitable Advisors, Llc
    New York, NY
Previous Registrations
  • 2024-02-26 → 2024-04-08
    Edward Jones
    Warwick, RI
    St. Louis, MO
    East Greenwich, RI
    North Kingstown, RI
Other Businesses

Administrator or executor of an estate or trustee of a trust for a non-family or family member, joint conservatorship over father.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-23
S63 Uniform Securities Agent State Law Examination 2022-10-29
  • S66 Uniform Combined State Law Examination
    2024-02-23
  • S63 Uniform Securities Agent State Law Examination
    2022-10-29

View on SEC IAPD

Other Firms

ARLEN CAPITAL, LLC
BENTLEY WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
INTEGRATED WEALTH CONCEPTS LLC
OSAIC WEALTH, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MML INVESTORS SERVICES, LLC

Other Investors

ADAM MCCRYSTAL SULLIVAN
DAVID A NABB
PETER ANTHONY SULLIVAN
FRANK PETER MCGOFF
David Paul DiSanto
ROBERT ALBERT D'AMICO
JAMES MARTIN
Gregory Paul Rodger

Other Offices

ARLEN CAPITAL, LLC · WARWICK, RI
BENTLEY WEALTH ADVISORS, LLC · WARWICK, RI
AMERIPRISE FINANCIAL SERVICES, LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
INTEGRATED WEALTH CONCEPTS LLC · Warwick, RI
OSAIC WEALTH, INC. · WARWICK, RI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WARWICK, RI

More in Warwick, RI

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