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Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-21
IN RA APPROVED 2026-08-20
  • TX RA
    APPROVED_RES
    Since 2026-08-21
  • IN RA
    APPROVED
    Since 2026-08-20

Branch Locations

211 W Main Street Suite 301, Carmel, IN 46032 • United States

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-08-14
  • IN RA
    APPROVED
    Since 2022-08-14

Branch Locations

8900 Keystone Crossing Ste 400, Indianapolis, IN 46240-2129 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Indianapolis IN 05/2022 08/2026
Herff Jones Indianapolis IN 05/2019 05/2022
Comlux Indianapolis IN 02/2018 05/2019
Deloitte Indianapolis IN 06/2016 02/2018
Sanctuary Securites, Inc. Carmel IN 08/2026 Present
Sanctuary Advisors Llc Carmel IN 08/2026 Present
  • 05/2022 → 08/2026
    Indianapolis, IN
  • 05/2019 → 05/2022
    Herff Jones
    Indianapolis, IN
  • 02/2018 → 05/2019
    Comlux
    Indianapolis, IN
  • 06/2016 → 02/2018
    Deloitte
    Indianapolis, IN
  • 08/2026 → Present
    Sanctuary Securites, Inc.
    Carmel, IN
  • 08/2026 → Present
    Carmel, IN
Other Businesses

1) INDIANA SIGMA OF SAE HOUSE BOARD POSITION: President NATURE: This organization is a nonprofit designed to provide housing and facilities for members of the fraternal organization of Sigma Alpha Epsilon at Indiana State University. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 831 N 5th Street, Terre Haute IN 47807 DESCRIPTION: Oversee operations of the housing board. This role does not manage or directly oversea the nonprofits finances and does not come in direct contact with money.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-05
  • S66 Uniform Combined State Law Examination
    2022-08-05
Other Names
  • Garrett Smith

View on SEC IAPD

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