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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-26
  • NC RA
    APPROVED
    Since 2025-03-26

Branch Locations

4515 Falls Of Neuse Rd Ste 100, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Alpharetta GA 06/2023 08/2024
The Butcher's Market Holly Springs NC 01/2023 03/2023
Jack Brown's Beer & Burger Joint Columbia SC 09/2022 11/2022
Cantina 76 Columbia SC 08/2022 09/2022
Morgan Stanley, The Ferguson Smith Cohen Group Leawood KS 06/2022 08/2022
Alku Columbia SC 09/2021 01/2022
The Butcher's Market Holly Springs NC 06/2020 08/2021
The University Of South Carolina Columbia SC 05/2020 08/2020
Unemployed Holly Springs NC 04/2023 06/2023
Unemployed Columbia SC 02/2022 06/2022
Unemployed Holly Springs NC 05/2000 05/2020
Invesco Atlanta GA 08/2024 02/2025
Ameriprise Financial Services, Llc Raleigh NC 02/2025 Present
  • 06/2023 → 08/2024
    Morgan Stanley
    Alpharetta, GA
  • 01/2023 → 03/2023
    The Butcher's Market
    Holly Springs, NC
  • 09/2022 → 11/2022
    Jack Brown's Beer & Burger Joint
    Columbia, SC
  • 08/2022 → 09/2022
    Cantina 76
    Columbia, SC
  • 06/2022 → 08/2022
    Morgan Stanley, The Ferguson Smith Cohen Group
    Leawood, KS
  • 09/2021 → 01/2022
    Alku
    Columbia, SC
  • 06/2020 → 08/2021
    The Butcher's Market
    Holly Springs, NC
  • 05/2020 → 08/2020
    The University Of South Carolina
    Columbia, SC
  • 04/2023 → 06/2023
    Unemployed
    Holly Springs, NC
  • 02/2022 → 06/2022
    Unemployed
    Columbia, SC
  • 05/2000 → 05/2020
    Unemployed
    Holly Springs, NC
  • 08/2024 → 02/2025
    Invesco
    Atlanta, GA
  • 02/2025 → Present
    Raleigh, NC
Other Businesses

Outside Employment; Uber; I will be an employee of the company.; Driving uber; 1455 Market St #400, , San Francisco, CA, 94103; Not Investment-Related; 10/31/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-25
S63 Uniform Securities Agent State Law Examination 2023-07-28
  • S65 Uniform Investment Adviser Law Examination
    2025-03-25
  • S63 Uniform Securities Agent State Law Examination
    2023-07-28
Other Names
  • Brendon M Flannery

View on SEC IAPD

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