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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-07
VA RA APPROVED 2013-06-07
  • TX RA
    APPROVED
    Since 2013-06-07
  • VA RA
    APPROVED
    Since 2013-06-07

Branch Locations

1900 Duke St, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alexandria VA 06/2013 Present
Bank Of America, N.A. Alexandria VA 06/2013 Present
Previous Registrations
  • 2009-06-01 → 2013-06-28
    Alexandria, VA
  • 2008-10-22 → 2009-06-01
    Morgan Stanley & Co. Llc
    Alexandria, VA
Other Businesses

I*122732 For profit or not for profit: For-Profit Organization Name of outside business organization: Rent Little Looks Investment related: No Address of business: Alexandria, Virginia 22302 Nature of business: LLC Position, title, association: Owner, Start date of relationship: 4/25/2019 Number of hours devoted: 20 hours Monthly Number of hours devoted during trading hours: 0 Duties: Renting out children's clothes from my home residence. I*1415265 For profit or not for profit: Entity For Profit Name of outside business organization: Backyard Pool Club LLC Investment related: No Address of business: Alexandria, Virginia, 22305, United States Nature of business: S Corporation Position, title, association: Owner Start date of relationship: 8/1/2023 Number of hours devoted: 2 hour) Weekly Number of hours devoted during trading hours: 0 Duties: Renting a backyard pool. Will be responsible for scheduling pool visits and managing maintenance, upkeep, and outsourcing of tasks. I*: 2468360 Entity Type: Charitable Name of OBA: Bishop Ireton Board of Governors Address: Alexandria, VA 22314 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: I will serve on the Board of a Catholic High School where I am presently serving on the Finance Committee. I will help provide input and decision making skills to help guide the future vision of the school. I*: 2930344 Entity Type: Charitable Name of OBA: Bishop Ireton Board of Governors Address: Alexandria, VA 22314 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/07/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Monthly Board Meetings to discuss the state of the school

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-06
  • S66 Uniform Combined State Law Examination
    2008-06-06
Other Names
  • Katherine Ann Mcsween
  • Katherine Mcsween

View on SEC IAPD

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