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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-08 |
Branch Locations
655 W Broadway Ste 1700, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | San Diego | CA | 05/2013 | Present |
| Esmeralda Quintero | San Diego | CA | 05/2022 | 01/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2022 | 01/2023 |
| Northwestern Mutual Investment Services Llc | San Diego | CA | 08/2023 | Present |
| Thomas Stewart | San Diego | CA | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-25 |
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