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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-02-26 |
Branch Locations
5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Northbrook | IL | 02/2016 | Present |
AXA Distribution Holding Corporation / 1751 Lake Cook Road, Suite 200 Deerfield,IL 60015 / No/ Privately Held / USD / No / No / Some of the transactions involve commission trails from activity in variable products. The sales on those products were made over ten years ago. I do not provide any advice related to the activity, including securities related advice. / Start Date 10/20/98 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-24 |
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