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Sawyer Swanson

J.P. Morgan Securities LLC

South Orange, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-09-25
  • NJ RA
    APPROVED
    Since 2023-09-25

Branch Locations

18 S Orange Ave, South Orange, NJ 07079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc New York NY 11/2022 07/2023
Forest Hill Field Club Bloomfield NJ 04/2013 09/2022
Equitable Advisors Secaucus NJ 01/2022 04/2022
Unemployed Nutley NJ 10/2022 10/2022
J.P. Morgan Securities Llc Upper Montclair NJ 08/2023 Present
Jpmorgan Chase Bank, N.A. Upper Montclair NJ 08/2023 Present
Swanson Communications Washington DC 09/2015 09/2018
Nbc Universal, Inc. New York NY 10/2012 06/2018
  • 11/2022 → 07/2023
    Ameriprise Financial Services, Llc
    New York, NY
  • 04/2013 → 09/2022
    Forest Hill Field Club
    Bloomfield, NJ
  • 01/2022 → 04/2022
    Equitable Advisors
    Secaucus, NJ
  • 10/2022 → 10/2022
    Unemployed
    Nutley, NJ
  • 08/2023 → Present
    J.P. Morgan Securities Llc
    Upper Montclair, NJ
  • 08/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Upper Montclair, NJ
  • 09/2015 → 09/2018
    Swanson Communications
    Washington, DC
  • 10/2012 → 06/2018
    Nbc Universal, Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-04
  • S66 Uniform Combined State Law Examination
    2023-05-04
Other Names
  • Sawyer Barton Swanson

View on SEC IAPD

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Other Offices

WORLD INVESTMENT ADVISORS, LLC · SOUTH ORANGE, NJ
WELLS FARGO CLEARING SERVICES, LLC · SOUTH ORANGE, NJ
CETERA INVESTMENT ADVISERS LLC · SOUTH ORANGE, NJ
TRIPLE CROWN ADVISORS · MAPLEWOOD, NJ
ESD ADVISORY SERVICES INC · SOUTH ORANGE, NJ
ONE ACROSS CAPITAL, LLC · MAPLEWOOD, NJ
THE GENWEALTH GROUP, INC. · MAPLEWOOD, NJ
WELLS FARGO CLEARING SERVICES, LLC · MAPLEWOOD, NJ

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