Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-05-14
  • NJ RA
    APPROVED
    Since 2021-05-14

Branch Locations

11 S Orange Ave, South Orange, NJ 07079 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc South Orange NJ 03/2016 11/2016
Wells Fargo Bank, Na South Orange NJ 06/2014 Present
Wells Fargo Clearing Services, Llc South Orange NJ 11/2016 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors Llc
    South Orange, NJ
  • 06/2014 → Present
    Wells Fargo Bank, Na
    South Orange, NJ
  • 11/2016 → Present
    South Orange, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-13
S63 Uniform Securities Agent State Law Examination 2016-07-13
  • S66 Uniform Combined State Law Examination
    2021-05-13
  • S63 Uniform Securities Agent State Law Examination
    2016-07-13
Other Names
  • Ikechukwu Oguh

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in South Orange, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor