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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-12-03
  • NJ RA
    APPROVED
    Since 2020-12-03

Branch Locations

112 Mountain Blvd Ext, Warren, NJ 07059 • United States

11 S Orange Ave, South Orange, NJ 07079 • United States

302 Wootton St, Boonton, NJ 07005 • United States

1077 Route 46, Parsippany, NJ 07054 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

1689 Route 10, Morris Plains, NJ 07950 • United States

5 State Route 23 S, Hamburg, NJ 07419 • United States

250 Parsippany Rd, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Boonton NJ 05/2015 12/2020
Wells Fargo Clearing Services, Llc Parsippany NJ 12/2020 Present
Previous Registrations
  • 2015-05-22 → 2020-12-09
    Boonton, NJ
    Oak Ridge, NJ
    Boonton, NJ
    Rockaway, NJ
    Riverdale, NJ
    Lake Hopatcong, NJ
    Rockaway, NJ
    Riverdale, NJ
    Franklin, NJ
    Riverdale, NJ
  • 2014-11-24 → 2015-05-15
    West Orange, NJ
    Woodland Park, NJ
  • 2011-08-31 → 2014-11-11
    Avantax Advisory Services
    Wayne, NJ
  • 2010-11-15 → 2011-06-27
    Fairfield, NJ
Other Businesses

RENTAL PROPERTY, INV RELATED, ATLANTIC CITY, NJ, 100% OWNERSHIP, START 7/6/2020, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY; INV. RELATED; ATLANTIC CITY,NJ; 100% OWNERSHIP; START DATE 08/01/2022; 0 HRS PER MONTH; 0 HRS DURING TRADING; OWNER. RENTAL PROPERTY; INV. RELATED; ATLANTIC CITY,NJ; 100% OWNERSHIP; START DATE 11/1/2024; 0 HRS PER MONTH; 0 HRS DURING TRADING; OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-12
  • S66 Uniform Combined State Law Examination
    2010-11-12
Other Names
  • Domenico A Dimaio
  • Domenico Di Maio
  • Domenico Anthony Di Maio

View on SEC IAPD

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