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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-08-02 |
Branch Locations
400 S Colorado Blvd Ste 100, Glendale, CO 80246 • United States
5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybank | Littleton | CO | 06/2021 | 06/2023 |
| Ohio University Boyd Market | Athens | OH | 01/2019 | 06/2021 |
| Ohio University | Athens | OH | 08/2017 | 05/2021 |
| Brookside Country Club | Worthington | OH | 07/2015 | 08/2018 |
| Key Investment Services Llc | Brooklyn | OH | 05/2022 | 07/2023 |
| J.P. Morgan Securities Llc | Denver | CO | 07/2023 | 04/2024 |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 07/2023 | 04/2024 |
| Keybank | Lone Tree | CO | 06/2020 | 08/2020 |
| Kroger | Westerville | OH | 04/2020 | 05/2020 |
| Smoothie King Franchise Inc. : Graham Family Enterprises Llc | Westerville | OH | 03/2017 | 08/2017 |
| Wells Fargo Clearing Services, Llc | Glendale | CO | 04/2024 | Present |
| Wells Fargo Bank, Na | Glendale | CO | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-29 |
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