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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-05-02 |
| TX | RA | APPROVED_RES | 2019-05-02 |
Branch Locations
143 Union Blvd Ste 1050, Lakewood, CO 80228 • United States
Broomfield, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Chicago | IL | 02/2008 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 10/2009 | 05/2019 |
| Wells Fargo Clearing Services Llc | Lakewood | CO | 05/2019 | Present |
RENTAL PROPERTY, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 1/1/2007, 1 HOUR PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 1/1/2007, 1 HOUR PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 1/1/2007, 1 HOUR PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INV RELATED, DENVER, CO, 100% OWNERSHIP, START 1/1/2023, 0 HOURS PER MONTH, 0 HOURS DURING TRADING, OWNER OF RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, WESTMINSTER, CO, 100% OWNERSHIP, START 1/1/2023, 0 HOURS PER MONTH, 0 HOURS DURING TRADING, OWNER OF RENTAL PROPERTY. BOLT ASSET MANAGEMENT LLC; INV RELATED;BROOMFIELD,CO; RENTAL PROPERTIES;100% OWNERSHIP; START DATE: 02/28/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-18 |
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