Benjamin Anthony Bolt

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → 05/2019
  Bank Of America, N.A.
  Chicago, IL
• 10/2009 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 05/2019 → Present
  Wells Fargo Clearing Services Llc
  Lakewood, CO

Previous Registrations

• 2009-10-23 → 2019-05-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
  Denver, CO
  Chicago, IL
  Oak Brook, IL
  Chicago, IL
  Houston, TX
  Northbrook, IL
  Northbrook, IL
  Chicago, IL
  Lincoln, RI
  Denver, CO
  Denver, CO
• 2008-03-26 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Chicago, IL
  Chicago, IL
• 2005-07-06 → 2008-02-05
  Chase Investment Services Corp.
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2005-01-24 → 2005-07-06
  Banc One Securities Corporation
  Chicago, IL

Other Businesses

RENTAL PROPERTY, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 1/1/2007, 1 HOUR PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 1/1/2007, 1 HOUR PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 1/1/2007, 1 HOUR PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INV RELATED, DENVER, CO, 100% OWNERSHIP, START 1/1/2023, 0 HOURS PER MONTH, 0 HOURS DURING TRADING, OWNER OF RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, WESTMINSTER, CO, 100% OWNERSHIP, START 1/1/2023, 0 HOURS PER MONTH, 0 HOURS DURING TRADING, OWNER OF RENTAL PROPERTY. BOLT ASSET MANAGEMENT LLC; INV RELATED;BROOMFIELD,CO; RENTAL PROPERTIES;100% OWNERSHIP; START DATE: 02/28/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2001-04-18

Other Names

• Ben Bolt