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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-05-02
TX RA APPROVED_RES 2019-05-02
  • CO RA
    APPROVED
    Since 2019-05-02
  • TX RA
    APPROVED_RES
    Since 2019-05-02

Branch Locations

143 Union Blvd Ste 1050, Lakewood, CO 80228 • United States

Broomfield, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Chicago IL 02/2008 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 10/2009 05/2019
Wells Fargo Clearing Services Llc Lakewood CO 05/2019 Present
Previous Registrations
  • 2009-10-23 → 2019-05-03
    Denver, CO
    Denver, CO
    Chicago, IL
    Oak Brook, IL
    Chicago, IL
    Houston, TX
    Northbrook, IL
    Northbrook, IL
    Chicago, IL
    Lincoln, RI
    Denver, CO
    Denver, CO
  • 2008-03-26 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Chicago, IL
    Chicago, IL
  • 2005-07-06 → 2008-02-05
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2005-01-24 → 2005-07-06
    Banc One Securities Corporation
    Chicago, IL
Other Businesses

RENTAL PROPERTY, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 1/1/2007, 1 HOUR PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 1/1/2007, 1 HOUR PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 1/1/2007, 1 HOUR PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INV RELATED, DENVER, CO, 100% OWNERSHIP, START 1/1/2023, 0 HOURS PER MONTH, 0 HOURS DURING TRADING, OWNER OF RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, WESTMINSTER, CO, 100% OWNERSHIP, START 1/1/2023, 0 HOURS PER MONTH, 0 HOURS DURING TRADING, OWNER OF RENTAL PROPERTY. BOLT ASSET MANAGEMENT LLC; INV RELATED;BROOMFIELD,CO; RENTAL PROPERTIES;100% OWNERSHIP; START DATE: 02/28/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-18
  • S66 Uniform Combined State Law Examination
    2001-04-18
Other Names
  • Ben Bolt

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