Adam Williams

Current Employers

Financial Security Management, Inc

2535 S Lewis Way Suite 201, Lakewood, CO 80227-6551 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-09-03

CO RA
APPROVED

Since 2024-09-03

Branch Locations

2535 S Lewis Way Suite 201, Lakewood, CO 80227-6551 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Security Management	Lakewood	CO	01/2023	Present
Colfax Cruisers	Denver	CO	03/2015	06/2023

01/2023 → Present

Financial Security Management

Lakewood, CO
03/2015 → 06/2023

Colfax Cruisers

Denver, CO

Other Businesses

1) Sip and Spoke. Not Investment Related. 4434 W. 29th Ave. Denver, Co 80212. Bike and Coffee Shop. Buyer. 2024. 3 hrs/mnth during securities trading hours. 17 hr/mnth outside of securities trading hours. Weekly ordering and buying of goods for a bicycle retailer.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-09-03

S65 Uniform Investment Adviser Law Examination

2024-09-03

View on SEC IAPD

Current Employers

Financial Security Management, Inc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews