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Jeff James Warren

Wells Fargo Clearing Services, LLC

Lakewood, CO

Morrison, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2008-01-01
  • CO RA
    APPROVED
    Since 2008-01-01

Branch Locations

143 Union Blvd Ste 1050, Lakewood, CO 80228 • United States

Morrison, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lakewood CO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lakewood CO 11/2016 Present
Previous Registrations
  • 2002-08-26 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Lakewood, CO
    St. Louis, MO
    Lakewood, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-23
  • S66 Uniform Combined State Law Examination
    2002-08-23
Designations
Other Names
  • Jeff J. Warren

View on SEC IAPD

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Other Offices

FINANCIAL SECURITY MANAGEMENT, INC · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
ALLSTATE FINANCIAL ADVISORS, LLC · Lakewood, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CO
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD, CO
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LAKEWOOD, CO

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