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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-07-12
  • NC RA
    APPROVED
    Since 2023-07-12

Branch Locations

801 Hillsborough St 3Rd Floor, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 06/2022 Present
Secu Life Insurance Company Raleigh NC 06/2022 Present
State Employees' Credit Union Raleigh NC 11/2015 Present
Credit Union Investment Services Raleigh NC 03/2023 Present
  • 06/2022 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 06/2022 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 11/2015 → Present
    State Employees' Credit Union
    Raleigh, NC
  • 03/2023 → Present
    Raleigh, NC
Other Businesses

State Employees' Credit Union. Investment Related Business. Nature: Financial Services. OSJ Office Address: Raleigh, NC SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 6/2022. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-12
  • S66 Uniform Combined State Law Examination
    2023-07-12
Other Names
  • Tony Navarro

View on SEC IAPD

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