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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-24
NV RA APPROVED 2022-06-16
  • TX RA
    APPROVED_RES
    Since 2024-06-24
  • NV RA
    APPROVED
    Since 2022-06-16

Branch Locations

Las Vegas, NV • United States

Las Vegas, NV • United States

Las Vegas, NV • United States

3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Las Vegas NV 05/2022 Present
Funeralstats, Llc Las Vegas NV 01/2022 Present
Emsl Analytical, Inc Las Vega NV 06/2021 01/2022
Davis Funeral Home Las Vegas NV 08/2017 06/2021
University Of Nevada, Las Vegas Las Vegas NV 08/2017 05/2020
Las Vegas Valley Water District Las Vegas NV 04/2019 06/2020
Nevada System Of Higher Education Las Vegas NV 01/2018 02/2018
Pepul & Associates Mortuary Services, Inc Hacienda Heights CA 08/2015 07/2017
Mount San Antonio College Walnut CA 08/2015 07/2017
Unemployed Las Vegas NV 07/2017 08/2017
  • 05/2022 → Present
    Las Vegas, NV
  • 01/2022 → Present
    Funeralstats, Llc
    Las Vegas, NV
  • 06/2021 → 01/2022
    Emsl Analytical, Inc
    Las Vega, NV
  • 08/2017 → 06/2021
    Davis Funeral Home
    Las Vegas, NV
  • 08/2017 → 05/2020
    University Of Nevada, Las Vegas
    Las Vegas, NV
  • 04/2019 → 06/2020
    Las Vegas Valley Water District
    Las Vegas, NV
  • 01/2018 → 02/2018
    Nevada System Of Higher Education
    Las Vegas, NV
  • 08/2015 → 07/2017
    Pepul & Associates Mortuary Services, Inc
    Hacienda Heights, CA
  • 08/2015 → 07/2017
    Mount San Antonio College
    Walnut, CA
  • 07/2017 → 08/2017
    Unemployed
    Las Vegas, NV
Other Businesses

Business Ownership; FuneralStats, LLC; -Marketing and brand design-Ensuring compliance and proper business filings-Data analysis and database management-community outreach, communications, and sales; Professional Services; 3390 S Sandhill Rd, , Las Vegas, NV, 89121; Not Investment-Related; 05/14/2024; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-27
S63 Uniform Securities Agent State Law Examination 2022-03-15
  • S65 Uniform Investment Adviser Law Examination
    2022-05-27
  • S63 Uniform Securities Agent State Law Examination
    2022-03-15
Other Names
  • Peter Pulido
  • Peter Nathaniel Pulido

View on SEC IAPD

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