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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-24 |
| NV | RA | APPROVED | 2022-06-16 |
Branch Locations
3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Las Vegas | NV | 05/2022 | Present |
| Funeralstats, Llc | Las Vegas | NV | 01/2022 | Present |
| Emsl Analytical, Inc | Las Vega | NV | 06/2021 | 01/2022 |
| Davis Funeral Home | Las Vegas | NV | 08/2017 | 06/2021 |
| University Of Nevada, Las Vegas | Las Vegas | NV | 08/2017 | 05/2020 |
| Las Vegas Valley Water District | Las Vegas | NV | 04/2019 | 06/2020 |
| Nevada System Of Higher Education | Las Vegas | NV | 01/2018 | 02/2018 |
| Pepul & Associates Mortuary Services, Inc | Hacienda Heights | CA | 08/2015 | 07/2017 |
| Mount San Antonio College | Walnut | CA | 08/2015 | 07/2017 |
| Unemployed | Las Vegas | NV | 07/2017 | 08/2017 |
Business Ownership; FuneralStats, LLC; -Marketing and brand design-Ensuring compliance and proper business filings-Data analysis and database management-community outreach, communications, and sales; Professional Services; 3390 S Sandhill Rd, , Las Vegas, NV, 89121; Not Investment-Related; 05/14/2024; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-15 |
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